Page last updated: 29 September 2022

Expired exemptions

FMA archives all exemptions after they expire as a helful reference to those who may apply for an exemption in the future.

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Found 502 results. Displaying page 1 of 34

31 October 2023

Financial Markets Conduct (Product Disclosure Statements in Te Reo Maori and English) Exemption Notice 2018

Financial Markets Conduct (Product Disclosure Statements in Te Reo Māori and English) Exemption Notice 2018. Expired.
15 August 2023

Securities Act (Dividend Reinvestment)

Securities Act (Dividend Reinvestment) expired exemption notice
15 August 2023

Securities Act (Dividend Reinvestment)

Securities Act (Dividend Reinvestment) - expired exemption notice on 2015-09-30.
15 August 2023

Securities Act (Dividend Reinvestment)

Securities Act (Dividend Reinvestment) - expired exemption on 2015-09-30
16 June 2023

Securities Act (Meridian Energy Limited)

Securities Act (Meridian Energy Limited) expired exemption notice 2008/436 2013 Nov 27
16 June 2023

Securities Act (Meridian Energy Limited)

Securities Act (Meridian Energy Limited) expired exemption notice 2013 Nov 27
16 June 2023

Securities Act (Meridian Energy Limited)

Securities Act (Meridian Energy Limited) - expired exemption 2014 Oct 31
16 June 2023

Securities Act (Eligible Service Superannuation Schemes)

Securities Act (Eligible Service Superannuation Schemes) expired exemption notice 2016 Nov 30
16 June 2023

Securities Act (American International Assurance Company (Bermuda) Limited)

Securities Act (American International Assurance Company (Bermuda) Limited) - 2009/154 expired exemption notice
16 June 2023

Securities Act (American International Assurance Company (Bermuda) Limited)

Securities Act (American International Assurance Company (Bermuda) Limited) 2010/130- expired exemption notice
13 June 2023

Financial Markets Conduct (Fonterra Co-operative Group Limited – Share Subdivision) Exemption Notice 2023

The Notice exempts Fonterra Co-operative Group Limited (Fonterra) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act), in relation to a capital return and contemporaneous share subdivision, pursuant to a court-approved scheme of arrangement.
4 May 2023

Financial Markets Conduct (Sharesies KiwiSaver Scheme) Exemption Notice 2023

The Notice exempts Sharesies Investment Management Limited (Sharesies) as manager of the Sharesies KiwiSaver Scheme (Scheme), and the self-select fund in the Scheme (self-select fund) from certain provisions of the Financial Markets Conduct Act 2013 (the FMC Act) and the Financial Markets Conduct Regulations 2014 (the FMC Regulations), and the Financial Markets Conduct (Fees) Regulations 2014.
14 February 2023

Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022

Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022
26 October 2022

Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022

Financial Markets Conduct (ANZ Group Holdings Limited) Exemption Notice 2022
31 August 2022

Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020

The Financial Markets Conduct (Recognised Exchanges) Exemption Amendment Notice 2020 amends the Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016.- expired