1. Compliance
  2. Consultation

Consultation

Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

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Found 87 results. Displaying page 3 of 5

    • Closed - with decision

    3 November 2014

    Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224

    Consultation Paper: Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224. This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).

    http://www.fma.govt.nz/compliance/consultation/consultation-paper-issuers-registers-of-regulated-products-and-fmas-discretion-under-section-224/

    • Closed - with decision

    30 September 2014

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act. 10 submissions were received. Many of the comments were incorporated into a guidance note, outlining our expectations for governance under Part 4 of the FMC Act.

    http://www.fma.govt.nz/compliance/consultation/consultation-paper-the-new-accountability-framework-governance-under-part-4-of-the-fmc-act/

    • Closed - with decision

    31 January 2014

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

    Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.

    http://www.fma.govt.nz/compliance/consultation/consultation-financial-reporting-regulatory-policy-for-financial-reporting-designations-and-exemptions/